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Agilent
Techniques and Trends in Signal
Monitoring, Frequency Management
and Geolocation of Wireless Emitters

Application Note




Monitoring RF signals in a wireless      evolved into cooperative networks
environment is often required by         of low-cost sensors that collectively
a variety of wireless equipment          monitor the wireless spectrum over a
operators, facility and test managers    large geographic area. This applica-
and government agencies. Signal          tion note reviews various issues,
monitoring applications can range        techniques and associated equipment
from compliance of carrier-specific      required for signal monitoring and fre-
transmissions to the discovery           quency management of RF spectrum
and location of unknown or illegal       in the VHF/UHF frequency range. The
transmitters. Traditional methods for    goals and automation requirements
signal monitoring rely on high perfor-   for various monitoring applications
mance spectrum analyzers and digi-       will be discussed and the concepts
tizers often operating as a standalone   of implementing a distributed sensor
system. With the current widespread      network for determining the geoloca-
availability of broadband connectiv-     tion of a wireless "emitter" will be
ity, signal monitoring systems have      introduced.
Introduction   Monitoring the frequency spectrum in a wireless environment for known and
               unknown RF signals is required by a variety of equipment operators and govern-
               ment agencies. Applications can range from carrier-specific measurements
               to wide bandwidth spectrum searching and data logging. In all cases, the
               spectrum or signal monitoring equipment requires several basic characteristics
               such as a broad range of frequency coverage, high-speed channel scanning,
               high frequency resolution and dynamic range, data storage and some level of
               system automation for determining a course of action when a signal of interest
               is detected. In some applications, spectrum monitoring is required to ensure
               compliance with local regulatory requirements while other applications require
               discovery of unknown transmitters or "emitters". The discovery process may
               involve uncovering the type of signal including duration of transmission, number
               of occurrences, carrier frequency, bandwidth, and modulation type and emitter
               geolocation. Figure 1 shows a typical monitoring system that may contain fixed,
               stationary and mobile receivers placed throughout a geographic area. Several
               receivers may be networked together to improve the performance and localiza-
               tion accuracy of the overall system.




               Figure 1. Signal monitoring and surveillance system




                                   2
Frequency Management      Signal monitoring systems configured for the frequency management of licensed
                          or unlicensed spectrum typically operate over a known set of RF carrier frequen-
                          cies and modulation characteristics. These systems are used to verify compli-
                          ance and coexistence with other wireless systems. Typical users interested in
                          frequency management include government agencies, wireless service providers
                          including cellular operators, broadcasters, first responders, transportation agen-
                          cies for navigation and communication, and military installations. In addition,
                          regulatory agencies that manage spectrum utilization, licensing and coordination
                          of spectrum allocation across national and international regions often establish
                          a network of monitoring stations that cover highly-populated areas. Agencies
                          such as the International Telecommunication Union (ITU) have designated the
                          ITU Radiotelecommunications (ITU-R) organization to manage the RF spectrum
                          and satellite transmission at a global level. National/provincial regulatory
                          agencies, such as the FCC, NTIA, OFCOM, SRRC, and ANFR, manage spectrum
                          utilization at the national level. These agencies need a good understanding of
                          spectrum utilization as license revenue may be lost and they need to uncover
                          and mitigate potential system-to-system interference.


Surveillance              Signal monitoring systems configured for the surveillance of unknown or
                          unfriendly transmissions require measurements of signals that occur sporadi-
                          cally over short periods of time and often require extraction of the intelligence
                          contained within the transmission. Surveillance of wireless signals is rapidly
                          expanding in the areas of law enforcement and correctional facility administra-
                          tion, boarder and coastal security and military intelligence. In many applications,
                          eavesdropping in the form of signal demodulation is required to extract vital
                          intelligence information for use by the military, national security agencies and
                          law enforcement. These types of systems monitor signals originating from both
                          indoor and outdoor locations. Direction Finding (DF) and geolocation are usually
                          associated with these types of systems as signal recovery and knowledge of
                          the emitter location is desirable. In the government and military areas, these
                          transmissions are often characterized in a category called Signals Intelligence
                          (SIGINT).


Interference Management   Signal monitoring systems configured for the interference management of
                          known and potentially harmful signals require specific measurements for a
                          variety of different applications. Some applications require signal monitoring
                          over a large geographic area while some may be limited to the confines of a
                          building or individual room. For example, in test ranges where complex systems,
                          such as aircraft, can be studied for EMI and EMC, signal monitoring equipment
                          may be used to understand potential interference emanating from the aircraft
                          as different subsystems are activated. In some applications, where wireless
                          signals are generally known to cause interference to sensitive equipment, such
                          as specialized instruments installed within a hospital or testing facility, signal
                          monitoring becomes very important to the proper operation of the equipment.
                          For example, healthcare administrators often impose restrictions on the use of
                          cellular handsets within their emergency and intensive care facilities. Studies
                          have shown that transmission from cellular devices in close proximity to sensi-
                          tive equipment can obstruct the proper operation of equipment such as an
                          electroencephalogram (EEG) monitor [1, 2]. As it is difficult to prevent mobile
                          handsets from being carried into these specialized facilities, it may be necessary
                          to monitor the RF cellular spectrum and trigger an alarm when an undesired
                          signal transmission is discovered.




                                             3
Emitter Geolocation   Identifying the location of a target emitter is highly desirable especially in
                      surveillance and interference management applications. Direction Finding (DF)
                      and geolocation methods are traditionally based on receivers attached to highly
                      directional antennas. Received signal strength, triangulation and/or angle of
                      arrival (AOA) techniques can be used to accurately locate a transmitter in two
                      and possibly three dimensional space. Increased accuracy can be achieved by
                      increasing the number of monitoring receivers and adding GPS-assisted sample
                      timing and positioning of the receivers. Other geolocation techniques include
                      time difference of arrival (TDOA) and correlation based methods that use digital
                      processing of signals that are simultaneously captured by multiple receivers.
                      The timing among the multiple receivers in these systems can be coordinated
                      using GPS assistance or the IEEE 1588-based network timing protocol pioneered
                      by Agilent and approved by the IEEE in 1992.

                      The challenge in any signal monitoring system is to quickly detect, identify and
                      possibly locate a distant non-cooperative signal which may be intermittent, be
                      of short duration, and/or have low received power. The trend in wireless com-
                      munications is toward digital modulation schemes, higher carrier frequencies
                      and wider signal bandwidths. The higher carrier frequency results in larger path
                      loss between the target emitter and the monitoring system making it more diffi-
                      cult to recover the desired signal due to lower signal to noise ratio (SNR) at the
                      receiver. In addition, wider signal bandwidths will result in lower power spectral
                      density at the receiver again making it difficult to detect the desired signal. In
                      many cases, signal monitoring systems based on a single measurement point
                      within a wireless environment may be inadequate for these emerging technolo-
                      gies and proper signal recovery may require the coordinated effort of multiple
                      receivers or sensors being repositioned closer to the target emitter.


Equipment and         The most basic configuration for a signal monitoring system includes a
                      receiver, antenna, low noise amplifier, output display, and possibly, some level
methods for signal    of software automation for signal searching and data storage. A traditional
monitoring            swept-tuned spectrum analyzer can provide a minimum set of requirements for
                      the monitoring receiver. The spectrum analyzer is a very flexible platform with
                      a broad frequency range, high dynamic range and graphical display with limit
                      line capability for setting amplitude level detection thresholds. Typically a low
                      noise amplifier (LNA) is placed between the antenna and analyzer to improve
                      the sensitivity of the spectrum analyzer which increases the signal amplitude
                      and lowers the noise figure of the measurement system. Most high performance
                      spectrum analyzers, such as the Agilent PSA and MXA series analyzers, have
                      options for an internal LNA. Many spectrum analyzers have built-in analog
                      demodulation capability but often their use requires the re-tuning of the analyz-
                      er's center frequency and span to match the signal of interest. When changing
                      the analyzer's frequency settings it is important that the instrument can rapidly
                      tune the instrument's internal local oscillators (LO) otherwise the probability of
                      intercepting an intermittent signal of short duration may be reduced. Other types
                      of receivers designed specifically for signal monitoring applications may use fast
                      tuning LOs and high-speed digitizers to rapidly measure the frequency content
                      using FFT signal processing. For example, the Agilent E3238S is configured with
                      up to six dedicated FFT processors operating in parallel to achieve exceptionally
                      fast spectral survey rates. When selecting the receiver architecture for surveil-
                      lance and signal monitoring it is often necessary to examine the features and
                      the performance of the measurement system for the proposed application. Table
                      1 shows many of the important characteristics required for a basic monitoring
                      receiver.



                                         4
Table 1. Desired characteristic for a basic signal monitoring receiver


 Characteristic                                  Function
 Broad frequency range                           Start and stop RF frequency range
 Fast survey rates                               Fast tuning local oscillators and FFT processing for narrow RBWs
 High sensitivity                                LNA and narrow RBW settings
 Good selectivity                                RBW shape
                                                 Downconverted and/or detected analog output with wide instantaneous bandwidth.
 IF output and/or video output
                                                 Useful for handoff receiver applications
 Graphical display                               Visual aid in signal identification. Limit line capability.
 Local or remote computer control                Programmable control. Connectivity through LAN, USB, IEEE-488


                                                There are numerous receiver architectures that can be used to achieve the
                                                characteristics described in table 1. For example, figure 2 shows the block
                                                diagram of a super-heterodyne architecture found in many traditional spectrum
                                                analyzers. The input RF signal is filtered and downconverted to an intermedi-
                                                ate frequency (IF) using a mixer and local oscillator (LO). A broad range of RF
                                                frequencies can be measured by sweeping the LO and measuring the signal
                                                amplitude after the IF filter (also known as the RBW filter) in a spectrum
                                                analyzer. In signal monitoring applications, it is desired to quickly sweep the
                                                receiver's LO in order to capture intermittent signals and increase the probability
                                                of intercept (POI). When resolution and sensitivity requires the use of a narrow
                                                RBW, the sweep time proportionally increases resulting in a potentially reduced
                                                POI. To overcome this sweep time limitation, many receiver architectures use a
                                                digital IF and perform IF filtering in the digital domain. Digital filtering can offer a
                                                large improvement in sweep time when compared to their analog counterparts.
                                                Digital signal processing (DSP) at the IF also provides a convenient path to flex-
                                                ible demodulation capabilities should the measured signals require additional
                                                analysis and identification. Figure 2 also shows a separate IF path through an
                                                analog-to-digital (ADC) converter where the signal amplitude is detected and
                                                processed using DSP techniques.




                                                Figure 2. Block diagram of a super-heterodyne receiver




                                                                         5
Equipment and methods for signal              In systems requiring demodulation of the measured signals, the instantaneous
monitoring (continued)                        bandwidth of the IF must be wider than the modulation bandwidth of the signal
                                              otherwise a portion of the occupied spectrum will be attenuated. In traditional
                                              AM and FM analog communication systems, the signal's instantaneous band-
                                              width were typically much less than 200 kHz. In this case, an IF filter approxi-
                                              mately matched to the channel spacing of the analog modulated system, such
                                              as 30 kHz, would properly pass the desired signal and provide good receiver
                                              sensitivity due to the relatively narrow IF bandwidth. With the desire for higher
                                              data rates and the introduction of digital modulation schemes, the signal's
                                              instantaneous bandwidth increases to 5-20MHz for many emerging wireless
                                              systems such as WiMAXTM1 and 3GPP LTE. As the instantaneous bandwidth
                                              increases, the receiver's IF filter bandwidth also needs to increase if the signal
                                              is to be properly demodulated and identified. Unfortunately, the wider IF band-
                                              width results in a proportionally reduced SNR into the demodulator. To over-
                                              come the SNR limitations, the monitoring system can be modified to increase
                                              the signal level into the receiver by increasing the preamplifier gain, increasing
                                              the antenna gain or positioning the monitoring system in closer proximity to
                                              the emitter. In practice, these techniques have limitations of their own. For
                                              example, increasing the preamplifier gain may introduce undesired intermodula-
                                              tion distortion (IMD) products when the receiver is operated in the presence of
                                              other signals with higher amplitudes. Antenna gain can be increased resulting
                                              in a highly directional antenna with an increase in the antenna's physical size
                                              and a potential reduction in operating bandwidth. Physically positioning the
                                              monitoring system closer to the emitter may not be practical for a number of
                                              reasons including conditions when the emitter's location is unknown over a
                                              large geographic area. Consequently increasing the number of receivers in the
                                              surrounding environment will tend to increase the total system cost unless a set
                                              of low-cost sensors can be placed at a higher density to alleviate many of the
                                              SNR issues when monitoring wideband, high-carrier frequency signals.

                                              A traditional rack-mounted surveillance system, configured around a con-
                                              ventional spectrum analyzer or VXI-based receiver, is typically installed in
                                              a weatherproof shelter or building and interconnected to rooftop antennas
                                              through low-loss coaxial cables. These typically standalone systems may also
                                              contain several handoff receivers for demodulation and data storage of specific
                                              signals of interest. The handoff receiver takes the downconverted analog IF, and
                                              working in parallel with the primary receiver, demodulates the AM or FM signal
                                              of interest while not interrupting the search function of the primary receiver. For
                                              signal monitoring over a large frequency range, various antenna types may be
                                              required to cover the complete range of interest. In this case, an RF multiplexer
                                              is connected to the receiver and switched between one of several antennas
                                              externally mounted to the facility or vehicle.

                                              In contrast to the traditional approach, a lower-cost network-ready receiver,
                                              also referred to as an "RF sensor", can be used as a downconverter and
                                              signal acquisition system capable of transferring sampled IQ data over a wired
                                              network to a remote system controller for signal processing, data archiving and
                                              demodulation. A typical low-cost RF sensor, such as the Agilent N6841A, is a
                                              small self-contained weatherproof receiver that can be easily pole-mounted,
1. ("WiMAX," "Fixed WiMAX," "Mobile
                                              rack-mounted, vehicle-mounted or configured into a man-portable system. To
   WiMAX," "WiMAX Forum," the WiMAX
   Forum logo, "WiMAX Forum Certified,"
                                              increase receiver flexibility, the RF sensor is typically configured with "software
   and the WiMAX Forum Certified logo are     defined" functionality and a wideband digital IF architecture. Figure 3 shows a
   trademarks of the WiMAX Forum. All other   simplified block diagram of the Agilent N6841A RF sensor. The sensor has two
   trademarks are the properties of their     antenna inputs for local connection to broadband and/or diversity antennas.
   respective owners)                         The system also includes a set of banded pre-selection filters.



                                                                 6
Equipment and methods for signal   These selectable filters are useful when searching for small signals in the
monitoring (continued)             presence of high power transmissions and designed to reduce sensor cost and
                                   improve reliability. Downconversion to IF is performed using tuner architecture
                                   similar to a traditional spectrum analyzer. The digitized IF implements a digital
                                   downconverter (DDC) for processing the sampled IF down to baseband. The
                                   completely digital IF of the N6841A has a variable bandwidth up to 20MHz
                                   to accommodate a variety of wireless technologies and modulation types.
                                   Embedded software controls the receiver's triggering, FFT operations and
                                   memory capture. Sampled time-stamped data is transferred over the network
                                   to a remote server where signal identification and data logging is performed.
                                   The receiver's internal clocks can be controlled by the IEEE 1588 network tim-
                                   ing or optional GPS. The general concept for implementing a distributed signal
                                   monitoring system is to deploy a higher density of low-cost RF sensors placed
                                   physically closer to the intended emitters and to have all the advanced signal
                                   processing functions operate on the sampled data at a common, centrally
                                   located server.




                                   Figure 3. The N6841A RF Sensor block diagram combines a VHF/UHF Receiver with
                                   software-defined signal processing




                                                      7
Receiver Location and   The location of the signal monitoring equipment and the associated antenna(s)
                        will have a great effect on the overall system performance. Attenuation of the
Proximity Gain          propagating signal, also referred as path loss, and nearby interference can
                        impact the receiver's ability to detect the energy from a target emitter. Path loss
                        is a function of the RF carrier frequency and the relative distance between the
                        emitter and the receiver. At higher carrier frequencies, the path loss increases
                        and it may be necessary to locate the receiver in close proximity to the emitter.
                        Interference from the surrounding environment may also influence the receiver's
                        performance. For example, when a receiver is placed in close proximity to
                        a television broadcast station, cellular base station and/or radar system,
                        significant interference can be induced from spurious emissions, harmonics and
                        intermodulation distortion [3]. These effects may also include receiver front-end
                        overload produced from these nearby high power transmitters. It is important
                        to initially monitor the spectrum around the proposed vicinity of the receiver to
                        quantify the influence that these interferers and high power systems may have
                        on receiver performance.

                        The receive antennas in a signal monitoring system are typically placed high
                        on towers, buildings or hills to reduce the multipath effects introduced by the
                        surrounding environment [4]. Ideally, antennas should be separated from sur-
                        rounding metallic objects by a distance of several wavelengths otherwise the
                        expected antenna pattern may become distorted [3]. Even the metallic mast that
                        the antenna is attached can greatly influence the gain pattern [5]. Also other
                        antennas in the nearby vicinity can alter the antenna pattern and reduce system
                        performance in unexpected ways. Proper placement of the antenna is crucial
                        to the overall performance of the monitoring system especially in applications
                        where a limited number of high performance receivers are located over a wide
                        geographic area. On the other hand, systems based on low-cost RF sensors
                        allow relaxed antenna requirements resulting from the proximity gains achieved
                        using a higher density of receivers. Figure 4 shows a roof-mounted RF sensor
                        connected to a broadband antenna with a second antenna placed on a separate
                        mast. The sensor is placed relatively close to the antennas to reduce cable loss
                        that could degrade the noise figure of the system.



                         Antenna 1
                                                                                            GPS Antenna



                         Antenna 2
                                                                                            RF Sensor




                        Figure 4. RF sensor and antennas configured on a rooftop installation



                                             8
Receiver Location and Proximity Gain   When the emitter location is unknown, it is desirable to use antennas with
(continued)                            omni-directional patterns for terrestrial applications. Unfortunately omni-direc-
                                       tional antennas have low gain, approximately 0dBi, and do not help to improve
                                       the receiver's SNR. Increasing antenna gain may improve the SNR but the
                                       resulting antenna pattern will favor signal reception into a particular direction.
                                       Unless a highly directional (high gain) antenna is physically or electronically
                                       scanned into the direction of the emitter, it is possible that an unknown emitter
                                       may be missed due to low receive SNR.

                                       Higher RF carrier frequencies often used in modern wireless communications
                                       such as cellular and WLAN, result in an increase in the free space loss when
                                       compared to similar systems operating at lower VHF/UHF frequencies. At
                                       these higher carrier frequencies, it may be necessary to locate the monitoring
                                       antenna/receiver closer to the emitter in order to maintain a reasonable level of
                                       SNR. The signal improvement achieved when reducing the separation between
                                       the emitter and the receiver is referred to as "proximity gain". For example,
                                       assume that two communication systems are operating over the same distance
                                       between the emitter antenna and the signal monitoring antenna. One system
                                       is operating with a RF carrier frequency of 100MHz with a 20 kHz modulation
                                       bandwidth. The second system is operating at 2.4 GHz with a 20 MHz modula-
                                       tion bandwidth. What is the measured SNR for each system assuming identical
                                       transmit power, antenna gains, cable loss and receiver noise figure? What are
                                       the main contributors to the SNR difference? In order to answer these questions
                                       and to estimate the performance of each system, the SNR is calculated using
                                       the following equation (1).


                                       SNR = [PT + GT 



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