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               Principles Test ethods
          Design       and   M
                       jll           Sources
        LowPhase *t
               Noise         *icrowave


                        Scherer
                   Dieter




           RF&Mlcrowave
           Measurement
           Symposlum
           and
           Exhlt ltlon

           ftE SFTiif;T
                                                  -1-




Introduct'ion
In an increasing            number microv',ave
                                      of                  applications          suchas satellite
cormunications toa.tn radar, the -The
                         dnO                              syitemdesignlegyires signal sources
w'iththe lowestpottiUie pnase                   noile.              intenl of th'is papefis to.give
an overview        of.bniia.ritions toi ttre               designandtest of low phase                       noise
sources. First, .o*on definitions and                           specifications frequencyof
iiiUiiity are sf'own iefated io-eacnother. Then
                                ana                                                  designprinciplesof
iiw-pr,ai! noiseitnpriiiers, osciiiuiors                        andphase        noisecharacteristics
o f d i v i d e r s . " . i o u e . e d s - w e l la s t h e i r i n t e g r a t i o n n t o c r u c i a l b l o c k s
                                       a                                              i
of iynthesized           signa] sources,        phuse     lock loops, and reference                 multiplica-
lion. Finaily, mEthods measuring       of                 phase     noiseare compared'
                                                   -2-


Termi og.y
    nol
                     r:l
v ( t ) = V rco s l e n to t + A O(tlJ r epr esentsa signal with a linear ly gr owi ng
p h a s eco mp o n e n t rfo t a n d a r andomly
                         Z                          fluctuating ter m A0( t) , phasenois e.
                                      dq{ t)
R e c a l l th a t r(t) = J                      Ther efor e,we can talk in ter ms of
                             2n        dt
p h a s efl u ctu a ti o n s o r i n ter m s of fr equencyfiuctuations to descr ibe one
andthe same ignal.
          s

S o m e o n ve n ti o n a te rms fo r char acter izingfr equencystability in the ti m e
      c                   l
domain re: (seeFig. 1a)
         a
- L o n gt e r m s t a b i l i t y , d e s c r i b i n gs l o w c h a n g e o f f r e q u e n c yi k e a g i n g .
                                                                            s                   l
- S h o rt te rm sta b i l i ty, cover ingfr equencynoise and fluctuations wit fp
    r a nd o m e ri o d s sh o rte r than som e
              p                               minutes.




            al Time Domain




             laf(z)l
             lr       I



                                     1 sec I min             I hour
                           Short Term                    Long Term
                           Stability                     stability




                                                        deviation plotted
            F i g . l a sh o w s e fr actional fr equency
                               th
                          o ve r sa mpletime t.
                                           -3-




L i k e w i se , i n th e fre q u e n cy dom ain,ter m s like Random   hlalk, Flicker and W hi te
p h a s eN o i sed e scri b e th e sl ope of spectr al density. Fig. 1b plots the s pec tr al
d e n s i ty d i stri b u ti o n o f p h asefluctr .r ation. The Four jer Fr equencyher e l abel ed
                                                                                    (

f r ) m a ya l so b e ca l l e d si d eband equency,
                                               Fr            0ffset Fr equencyn odulati onF r equenc y
                                                                                M
or Baseband         Frequency.




                 Domain
      bl Frequency

                    f 4Random WalkFM


                                  -2                 (WhiteFMI
                              f        RandomWdk Phase
       aoz(fm)




                                                                          *
                                                  FourierFrequencY     fm
                                                  (Sideband Frequency)
                                                  (Offset Frequencyl
                                                  tModulationFrequency)




                                        Fig.'lb
                                                     - 4-


Definition of J            (f*)

The most common        characterization of phasenoise of sources in the frequency
d o m a i n s th e R F p o w e rsp e ctr um , obablybecause
           i                                   pr                            this is what one obse r v es
o n a s p e c t r u m n a l y z e rw h e n Mn o i s e i s i n s i g n i f i c a n t ( F i g . 2 ) -
                    a                     A

T h e d i s p l a y i s s y m m e t r i c a l .T a k i n gj u s t o n e s i d e a n d l o o k i n g a t s i d e b a n d o i s e
                                                                                                                      n
i n a l Hz b a n d w i d the a d s to the definition of scr ipt4 ( fr ) :
                             l

Sc r i p t 4 (f*) i s d e fi n e d a s the r atio of the single sideband                          powerof phas e
noise in a lHz bandwidth Hertz awayfrom the carrier frequencyto the total
                                        fm
s i g n a l p o w e r.




Fig. ?




                                                    r
                                                    grl
                                                     sl
                                                    '6 1
                                                     g
                                                     o&t

 Fig.3
                                                    !sc
                                                    cL

                                                    EE
                                                    .crF
                                                    E.E
                                                    o!
                                                    ?E
                                                    8s           +.ll<-1               fm
                                                                                62
                                                   -5-



HowDoesPhaseMod@

T h e p r evi o u sd e fi n i ti o n o f & is pr imar ily applied to r andomnoise. To r el ate
                                                                                    fr e quenc y
& t o r an d o m r si n u so i d a l p hasemodulation,a signal with sinusoidal
                   o
m o d u l ati o n s co n si d e re d rst and conver tedto phasemodulation.
                 i                    fi


f =fo+ A fpeaksestafrt
      f
0 = J 2 z f ( t )d t
Q= 2ttfo t +                 2n t^t
                 *r,"

O= Znlot+Ad peaksin 2z f,,.'t
                            fPgtk
v (t| = V, cos (22 fot *o             sin 2rf.t)
                              'm



Be s s e la 'l g e b ra e l d s th e si ngle sideband car r ier r atio. For a smal l
                       yi                                         to
m o d u l a t i o nn d e x , A q p e a k < 1 , t h e f o l l o w ' i n ga p p r o x i m a t i oh o l d s :
                  i                    <                                                       n




                                                                                               afpeak
                                                                                                 fm



 + =,,
     fS-+Y=!oop".r
      (b\r=                 peak
                        + asz
                        4
      \u'1                                                                    Fig.4
 o r i n l o g a ri th mi c fo rm:
      t., \z
        's-sb
      1
      \tt
                 | = -6dB+20log AS peak
       \sl
                                            -6-




For randomp h a sefl u c tuations, A$peak r eplacedwith an equivalent
                                        is
JZ Aorms r a l H z bandwidth.
         fo



 4 (fr) =
             ftg;,,        = +({z ro"rJ'=, Ao2rms

0 r i n ve rse l y, th e S p e ctra l Densityof PhaseNoiseexpr essed 4 :
                                                                   by


                 =
  SAO(f*) = A02rms 2 J. (fr)



  s^o(tr)fo,= 3dB A(fr)l
                +
                                      aa.


                                        Fluctuations, Relatedto Sr t.,landr C
Sp e c tra l D e n si t.v f F re q u enc.v
                        o

S t a b i l i ty me a su re me n tsth fr equency
                                   wi                     discr im inator s give the Spectr al
D e n s i t yo f F r e q u e n cF l u c t u a t i o n s .
                                y

  Saf (fm) = Af2r*,


T o r e l a te th e sp e ctra 'ld e n sity of fr equency fluctuations to the spec tr al
d e n s i ty o f p h a sen o 'i sew e recall that

         r         .|Ao(t)
                   =oa
  Af(t)= 6


          into the frequencydomain:
Transformed

  Af(fr) = f,        A0 (fm)


     s^f(fm) = Af2.*r(fr) = f*2 s4(r*)               = 2 f Z .{ (fr)
                                                           m
                                                       -7-




NBSproposesto standardizethe spectral density of fractional frequency
f l u c t ua ti o n s. T h e i n sta n taneous equencydeviation is nor m alized the
                                             fr                                to

carrier frequencyfo.


  v(t)= +(!.t
         to




                                             =   rZ                    '#.,(r,n)
                            s^f(fm) =TJ 1*,rr,
                      I               m
     sy(fm)     =6
                     $o
                     'c



C h a r acte ri zi n gfra cti o n a l fr equencyfluctuations allows better com pa r i s on
b e t w ee n u rce sw i th d i ffe rent car r ier fr equencies'
           so


Residual FMRelated to .C[fr)

Residual FMis another conmon              way to specify the frequencystability of
s i g n al g e n e ra to rs. R e si d ualFMis the total r ms fr equencydeviation wi thi n
                                            used bandwidths  are 50Hzto 3kHz, 300H2   to
a specified bandwidth. conmonly
3 k H z ,2 0 H zt o l 5 k H z .

                                  -
               rrres=
                    6I-l                         r.o2drt
                                             r(rm)
                                      a-

                                                                                   ( f* ) anA
T h e t ab l e b e l o wco rre l a te s Af"., and { ( fr ) for specific sloPesof I
JOtkHz=-100d8c.


                          Slope of J (fm)                              Residual efr", [Hzl
                                                                              FM

                                                      50 Hz to 3 kHz    300 Hz to 3 kHz   2OHzto 15 kHz

     - 10 0                                0dB               1.y            1.9               r5.0
     -100                              -3 dB                 .95             .94              4.74

      -100                             -6 dB                  .77             .73              1.73

      - 10 0                           -9 dB                 .90              .68              1.15
                                                       - 8-




          *For any J @ t kxz differentto -100 dBc multiply
                                              100-ll@lkHz/dBcl
                 afr", of the tableby antilog

                                                                 sidebands.
                                          any microphonic spurious
          The tabledoesnot takeinto account             or


          Example:

              .C@ 1 kHz = -88 dBc,Slope dB
                                       -9
              For bandwidth Hz to 15 kHz:
                            20
                                        100 -88                  = 4.6 Hz
                Afres= 1.15Hz x antilog




A l l a n V a r i a n c e e l a t e dt o 4 ( f * )
                         R

F o r m a n y p p l i c a t i o n sl,i k e h i g h s t a b i ' l i t y c r y s t a l o s c i l l a t o r s o r d o p p l e rr a d a r
                 a
s y s t e m s,i t i s mo rere l e va n t to descr ibefr equencystability in the tim e dom ai n.
T h e c h ara cte ri za ti o ni s b a sedon the sam ple ianceof fr actional fr equenc y
                                                                           var
f l u c t u a ti o n s. A ve ra g i n g i ffer ences of consecutive
                                         d                                              sam ple       pair s with n o dead-
t i m e i n b e t w e e y i e l d s t h e A l l a n V a r i a n c e , o r z t r ) , w h i c hi s t h e p r o p o s e d
                        n
s t a n d a rdme a su re f fre q u e n cystability.
                       o

                                                 M-1
                   of,rr)-#1)                     \
                                                  L      F1.'1-V1)2
                                                 K=1



Tn ts the averagefractiona'l frequencydifference of the k-th samplemeasured
o v e r s amp l e me t.
                 ti
C o n v e rsi o n fro m fre q u e n cyto time domain
                   s                                             data and vice ver sa ar e possi bl e
but tedious. The powerspectrum                     l-(fr) needsto be approximated integer           by
s l o p e so f 0 , - 1 , - 2 , - 3 , - 4 . T h e nc o n v e r s i o no r m u l a s( s e e T a b l e b e l o w )c a n
                                                                       f
b e a p p l i e d . A g o o dd e s c r i p t i o no f t h i s p r o c e d u r es g i v e n i n [ Z ] a n a [ S ] .
                                                                              i
                                                                - 9-




                                                             ConvercionTable

                  oto! lrl
              Stope                                orlrl =                                       J(f)=             Slopeof "C(f)
                     ,-


WHITEPHASE
                                  ./rJfr4,-r                                          (3rt,t'rotz.sost)2
                                    2.565{o                                                  f6



                                                  *
                                     r ttt t (z.teo /n1rn
                                                        't)                           (o, trt rofz.sosl)2
FLICKERPHASE         - r.9                                                                   "            f-l

                                              2.565fo                                  Z.1u+ ln $6r I


                                  ffi                                                            1t2 to)2 12           -2
WHITEFREO.           - I                            t-1t2                             (o, trt"
                                        fo


                                              -
                                   1.665\,/x (fl fr                                                                    -3
                                                                                      o.:or(o, trt to)2t-3
FLICKER REO.
       F
                                             'o



RANDOMWALK                         3.63                                                      o,l'l ''1t2 'o)t 'o
                     +l                                  1112                          (to.zzet
FREO.                                         lo


                                                                        =                   bandwidth
             time, v = A folfo, fo ='carrier, I = sideband frequency' fh rmeasurementsystem
t - measurement




      lrlehave coveredthe most frequently used measures Phasenoise and hav e
                                                      of
      inter-related them. Next we take a look at the gener ationo f p h a s e o i s e i n
                                                                             n
      a m pilf i e r s a n d o s c i l l a t o r s .
                                                      - 10-



Ph a s e 'i se a u se d y A d d 'i ti veNoise
        No    C       b



L e t u s exa mi n e o wp h a sen o i se is added
                        h
t o a s i g n a l p a s s i n gt h r o u g ha n a m p ' l i f i e r
w i t h n o i s ef i g u r e F .



                                                                                                       P,,,
                                                                      a)                               -F

The powerspectrum wh'ite noise added
                              of
t o t h e si g n a l ca n b e th o u g ht of as the                                       Vnrmsl=

s u mo f l H z b a n d se a ch o f w h ich has the
a v a i l a b l e p o w e r f F k T . E a c hb a n di s
                          o
n o wr e p l a ce db y a d i scre te signal                                                   l Hz fo+f-
V n. r , o f e q u iva 'l e n ta va il a ble power :
                                                                      bl
              vn = tF
               '*'

 T h e p h a s o rd ' i a g r a in F i 9 . 5c reveals
                                 n
 t h e p h a seP e rtu rb a ti o nA 0            caused
                                          Peak'                                  fo-f'n
 bY Vnrr, .
 For smallA0,                                    -
                                v n r m s l ,FkT
         -''peak 'l -
         AC\
                                v, uu
                                           =\lGu
                                                                      c)
                                       "*,
         A0-     =          I
           I rms         fi
 A t f o - fm a n o th e r n o i se si g nal of equal                      a @- ,
 magni   tude b.u wi th random
                    t                     phasere'lati on
                                                                                           Vou r-anE
 t o t h e n o i se si g n a l a t fo +fm causesthe
 same hase luctuation of the signa1.
         p        f
                                                                           v
                                                                           a)o

 Both A0"r, add powervtise             and result in
  a total
               A0rmstotal =                                                    Fig.5
                                                       - 11-



T h e s p ectra l d e n si ty o f p h a senoise is ther efor e:


                 =ao'"rr=
             S0,.,        $*u

           4,=i              FKT
                             E- a v
                             's


U s i n g ava i l a b l e si g n a l a n d n oise powerassum ed m atched
                                                                a         input. But the s am e
s i g n a l - to -n o i se ra ti o a n d th er efor e the sam ephasenoise r esults with m i s m atc hed
i n p u t , assu mi n g re ma i n su nchanged.
                           F

E x a m p l e :A s i g n a l o f O d B ma s s i n gt h r o u g ha n a m p l i f i e r w i t h S d Bn o i s e f i g u r e
                                       p
s h o u l d h a vea sp e ctra l d e n sity of phasenoise of

             SaO = -174dBm 5dB - 0dBm -169dB
                         +           =


T h i s t h e o re ti ca l fl o o r ca n be obser ved ly at some on'                 offset. lr { ith a pr ac ti c al
t r a n s i s t o r a m p l i f i e r , S O , s h o w s f l i c k e r c h a r a c t e r i s t i cw h i c h i s e m p i r i c a l l y
                                                      a
described by the corner frequencyfc. For Fourier frequencies below f., SAO
i n c r e a s e sw i th fr-1 .
f . i s ve ry d e vi ce -d e p e n d e nt can r ange fr om lkHz to lM Hz. It is cau s edby
                                          and
l o w f r e q u e n cyd e vi ce n o i se m odulatingthe phaseof the passingsignal by
modu'lating       the transconductance the inp.ut and output impedances the
                                              and                                  of
a m p l i f ie r. U p co n ve rsi oo f the low fr equency
                                       n                   device noise has the sam e aus e'
                                                                                        c
t h e n o n-l i n e a r p a ra me te rs f the device. The effect of this m ultip' lica ti v e
                                        o
processcan be reducedby:
1.    N e g a ti vefe e d b a ck t l o w fr equency.
                                a
?.    So m e e g a ti ve fe e d b a ck RF fr equencyto stabilize the tr ansconduc tanc e.
             n                          at
3.    D e si g n i n gth e R F a mp l i fi er for low noise figur e also at low fr equenc y .
                                                    -12-




 Actual Phase
            Noise

 so=ff (.*)




                                                                                             +1,,'
                                                           Fis.6                   fc




S I O i n c l u d i n g t h e e m p i r i c a lm o d j f i c a t i o nd u e t o l o w f r e q u e n c y e v i c en o i s e
                                                                                                      d
i s m o d e l e dn F i g . 6 a n d w i l l b e u s e da s t h e p h a s e o j s e s t i m u l u s i n t h e
                    i                                                               n
f o l ' l o w i n g o d e lo f a f e e d b a c k s c i l l a t o r .
                   m                            o

L e e s o n ' s o d e lo f P h a s e o i s ei n 0 s c i l l a t o r s
              M                    N

L e e s o n , s o d e lo f a f e e d b a c k s c i l l a t o r d e s c r i b e s h a s e o i s e i n f r e e r u n n ' i n g
                 m                              o                                 p        n
o s c i l l a t o r s [ e ] . I t c o n s i s t so f a n a m p l i f i e r w i t h n o i s e f i g u r e F a n d a
f i l t e r , e .g . a re so n a to ri n the feedback           loop. Ref. [el Aescr ibesa mor e
g e n e r a lmo d e l .
                                         -13-




                                                                        L(<'rt) =
                      Output                                Ad(on,)                 t* i.r n2 or oad
sao (fm)                           J (fm)
                                                  AO(o*)



                                                                         quivalent
                                                                        Lowpassfor
                                                                        Resonator



                                         Fig.7



 F i g . 7 sh o w s o wth i s mo d e l.tr ansfer sinto a phasefeedback
                      h                                                        loop. Tr ans m i s s i on
 theory states that the transfer function of a phasem odulated signal Pas s i ng   RF
 t h r o u g ha b a n d p a ss q u a l s the tr ansfer function of t h e m o d u l a t i n g i g n a l
                               e                                                           s
 p a s s i n gt h r o u g ha n e q u i v a l e n tl o w p a s s .

 A t a n k ci rcu i t a s a b a n d p a ssesults in the following lowpass ansfer
                                         r                               tr
 f u n c t i on :

        L(r,rr) =            t'r*zQload
                       t * t
                                  ,o
        u)^
 w'ith -fi           representing the half bandwidth the resonator.
                                                    of
         zel   oad
 p h y s i ca l l y i n te rp re te d , th e phasemodulationis tr ansfer r ed unattenuated
 through the resonator up to rates equal to half of its bandwidth. As the
 m o d u l a ti o n te i n cre a se sfur ther , the r esonatorattenuatesthe passin gphas e
                    ra
 m o d u l ati o n i th 6 d BP e r o ctave.
                    w
                                                       -14-




T h e c l ose d l o o p re sp o n se f the phasefeedback
                                   o                    loop due to a stim ulus
a o ( o m)i s

                      =(1
                 ao(.^,m)+                                 ao(c^,,n)
                          l;;fu)
 Its powertransfe r fu n cti o n equal
                                     s

                  =
           sr(f,r.,)     h . q (.g )'l xs6s
                             t^2' 2oroad'
                                          -" (rm)
                         L                            J

                                                                  \
                     Transfer
                 Phase      Function                    Phase
                                                            Perturbation


                =*
             .crt,"r
                                [.,.# (+-,.,)'],o"
                              t",
            o  - F k r _ ( 1+
            Dao=;-
                 's av        +m
                              ' .

T h i s e q u a t i o n d e s c r i b e s p h a s en o i s e a t t h e o u t p u t o f t h e a m p ' l i f i e r . I t
i l l u s t r a t e s h o w S o r , t h e p h a s ep e r t u r b a t i o n a t t h e i n p u t o f t h e a m p l i f i e r ' i s
e n h a n c e d y t h e p o s i t i v e p h a s e f e e d b a c k w i t h i n t h e h a l f b a n d w i d t ho f t h e
               b
                     4
resonator, ;g
           a vl            oad
D e p e nd i no n th e re l a ti o n o f the cor ner fr equency flicker noise, f., i n
                    g                                             of
S O , t o th e h a l f b a n d w i d th f the r esonator , two char acter istic phaseno i s e
                                         o
d i s t r i b u ti o n s re su l t fro m m ultiplying the tr ansfer function with the pe r tur ba-
t i o n . T h e ya r e d e p i c t e di n F i g . 8 .
                               - 15-




         High O Oscillator                Low O Oscillator

              to                                 e
                                                j'9 -. r
                   ar^
                     b                          20
                                                    ' 'c
              20




                       Noise                ResultingPhaseNoise
         ResultingPhase




.C(fm)                             (fml
                                 "C




            5-                                                5
            20                                                2()



                               Fig.8
                                                     -16-



O p t i m i z a t i o n f P h a s e o i s ei n O s c i l l a t o r s
                      o           N

L e t u s e xp a n d e e so n 's q u a tionto expose
                        L             e                             the var ious Par ameter of an ac tual
                                                                                               s
                                                                                             focus on J , ( tt)
o s c i l l a t o r w h i c ha r e r e l e v a n t t o p h a s e o i s e optim ization. t,{ e
                                                                n
w i t h i n th e h a l f b a n d w i d th f the r esonator :
                                            o


                     fo
for f. (
                 2otoad
                            /\2
                      1    l-o         \     FkT
& ( f m )- 1 2
n                                            P,"u. * )
                                                (
                     ;'\zo*t

Typical Oscillator

                 FKT
       o@2=

        /
                 G
                 \
                          ( 1+
                                 ftr                                            P,,,
            AO
                 /
                                                                                Rr",




                                              Fig. 9


 Q l o a dc a n b e e xP re sse d s:
                                a

              -oWe                   -oW"-               -
                                                         -      ReactivePower
  otoad=                         =                                         power
             ffi,                    F;;. p;F%is             Totil dissipated

where is the reactive energygo'ing
     W.                           between and C
                                        L

            w"=trru'                          Pr.,=*
                                                    -L7-




          J{-r}=}
                tr"
                                      to2
                                      *m 2
                                                                         .3*lt
                                                                          .    owe/
                                                                                          (.*)




                                          Input Powerover
                                          ReactivePower




T h i s e q u a ti o n i s p a rti cu l a rl y significant because encom passes of the
                                                                                it                   most
c a u s e s f p h a s en o i s e i n o s c i l l a t o r s . M j n i m i z a t i o n f p h a s e o i s e d i c t a t e s
            o                                                                      o            n
t h e f o l l o w i n g d e s i g nr u l e s :
.   M a x i mi ze e u n l o a d e d
                   th                Q
.   l,laximize     the reactive energy by means a high RF voltage V across the
                                                      of
                                                C. The limits ar e set by br eakdown
    r e s o n a to ra n d a h i g h ca p acitance
                                                              bythefor war d bias condi ti on
    v o l t ag e s o f th e a cti ve d e vice and var actor and
     of the varactor.
.    L i m iti n g sh o u l d o ccu r w i thout degr adation Q. A two- stageam p' lifier '
                                                               of
      . 9 . , i so l a te s th e l i mi ti n g por t fr om the r esonator . For war dbias of
     t h e va ra cto r d u e to h i g h RF vo' ltageshould be avoided.
.    C h o o s e n a c t i v e d e v i c ew i t h l o w n o i s e f i g u r e F . F i s t h e n o i s e f i g u r e i n
               a
     the actual impedance            environment        the device sees.

     I n ma n ya p p l i ca ti o n s i t i s pr efer able to deal with equivalent noise v ol tage
     a n d n o i se cu me n t si n ce they ar e independent the sour ceim pedance.In
                                                                of
     t h e exa mp l e f F i g u re 9 , the amplifier input is coupledinto the r es onator .
                      o
     T h e r e fo reth e so u rce i mp edance     changes astlcally as a function of t he
                                                           dr
     offset frequency.
.    M i n i mi zep h a sep e rtu rb a ti on given by the r atio of additive noise to t he l ow es t
     s i g n a l l e v e l . I n t h e s w i t c h e d e a c t a n c e s c i l l a t o r , F i g u r el 5 ' t h e h i g h i n p u t
                                                      r              o
     impedance the two-stage FETamplifier allows the input powerto be
                      of
     n e g le cte d .        F kT ca n b e r eplacedwith the r atio of noise voltage t o
                        P, u,

     s i g n a l vo l ta g e a t
                                                     -18-



                   port(FJ' .
         rherimitins                            Obviously,he limited signal voltage,VSL'
                                                         t
         s h o u l db e m a x i m a l .
.    C h o o s e n a c t i v e d e v i c ew i t h l o w f l i c k e r n o i s e '
               a
.        M i n i mi zeth e e ffe ct o f fl icker noise whichm odulates ansconducta nc er i nput
                                                                                             tr
         and output impedances the active device by low frequencyfeedbackand
                                          of
         p r o pe r b i a s. T h e e ffe ct of m odulated           input and output im pedance fur ther         can
         b e m i n i m j z e d y m a x i m i z i n gh e s t a b l e t a n k c i r c u i t c a p a c i t a n c e s w a s
                              b                    t                                                          a
         p r e vi o u sl y a d vo ca te d r a differ ent r eason.
                                         fo
.        M i ni mi zeth e si g n a l p o w ertaken out without going belowthe lim its s et by
         additive noise.
         C o up l eth e si g n a l p o w e rof the r esonatorso that ther e is a continui ng
         d r o p o f p h a sen o i se b e Y ondthe half bandwidth the r esonator .
                                                                  of

T h e s e e s i g np r i n c i p l e s w e r ea p p l i e d i n t h e 3 1 0 t o 6 4 0 M H zC O f F i g u r e 1 5 .
           d                                                                             V o
As a n e xa mp l ee t u s ca l cu l 'atethe phasenojse per for mance this VCO
                      l                                                                   of               at
5 0 0 M Ha n d a t l 0 0 K H z ffse t.
              z                   o
T h e i n p u t p o |e r o f th e tw o -stageFET_.ampl' ifier ,can              be
                                                                                                        noi s e
n e g l e cte d . T h e p h a sep e rtur bationf,q ( f * F ) is r eplacedby the
                                                         ' s av          m
v o l t a ge to si g n a 'l ra ti o a t the
 ' i n p u t o f th e 2 n d sta g e , th e lim it' ing por t'
 For a 2N5397                Vn = 6nV                    ( accounts    for both FET' s)

                                 vsL=I
                                 C = 23pF
                                 V = lOV
                                 Qunl = 200
                                  P    = 4ml,l
                                   slg
                                  fo = SooMHz


           = +(Tlgl'z (t#T(rh-                                                                                        'z
    {. o,ookHz
    l,      G100kHz=-l44dBc

    T h e actu a l o sci l 'l a to r me asur edl42dBc.
                                              -
                                                                   -19-


F i g . ' 1 0 s h o w s e p h a sen o i se per for mance some ee- r unningoscillator s
                      th                                 of      fr
                                                                                         c annot
d e s i g n e d i th l o w p h a sen o i se as a pr imar y goal. 0f cour se, the cur ves
               w
be compared         directly with each other since they not only differ in RF frequencies
b u t a l s o h a veq u i te d i ffe re n t obiectives in ter ms of tunability'


                             310 to 640 MHz
                                               Osc.
                             Switclred Reactance
                             @500 MHz      (
        C'
                 -90
       6                                                                                              |tor
                                                                                      2-6 GHz YIG-Oscillt
       !t
       a
       tt
       .;
                 -100                                               \I                f6GHz

                                                                        i
        !t
         g
        E
        o
        N
        -                       Ei40 Cavity                                                \
                 -110            I   ut||iu          \rtr,il
        .5                            500MHz
         o
        o
        E                                                                                             \
                                                                                      \\
        .g       -120
         6
        (J
            o                                                                 \
            g                        lll      lllb             I    mnad              \                \
                 -130
            o                                  or
                                     LC Oscillat
        z                                                           lr
        I
            o                        I
                                     I                              It
                                                                                                                   \
                                                                                                                         I
        o.
        !t
                 -140        1 0 M i-lz Crystal                     lr                \\
            c                        lstor
            o
        tt
         o
        B                                                                                      \
        v,                                                                                             \
            q,   -150
            ED
        tr                                                                        \
        v,
                                                                                                               \
         E
                                                                                      \
       ql        -160
                                                                                      -\       \
                                                                    \
                                                                                                          t-

                 -170
                    1 0H z     100Hz                           1 kHz          10 kHz               lfi!kHz             1 MHz

                                                                   Offset from Garrier(Hz)


                                                                           Fis. 1O
                                                   -20-


P h a s e o i s e h a r a c t e r i s t i co f D i v i d e r s
        N        C                          s
B e f o r e a n a l yzi n gth e p h a senoise per for mance phaselocked sour ces, l et
                                                                    of
u s c o n si d e r p h a sen o i se i n troducedby fr equencydivjder s. As the next
p a r a g r a p h 'i 1 l p o i n t o u t, they maybe the lim iting component a phas e
                w                                                                             in
l o c k 1 o o p . T h e ya l s o p l a y a k e y r o l e i n d i r e c t f r e q u e n c y y n t h e s i s .
                                                                                         s

P h a s e o i se a t th e i n p u t o f the divider appear sat the divider output r educ ed
          n
b y N . I n t h e r e s i d u a l p h a s e o i s e m e a s u r e m eo f t F i g . l l t h i s i n p u t ( s o u r c e )
                                             n                             n
n o i s e co n tri b u ti o n ca n ce l sand on' ly phasenoise gener ated the divider i s  by
m e a s u r e d .P h a s e o i s e d a t a r e f e r t o t h e d i v i d e d - d o ws i g n a l . A p h a s e o i s e
                           n                                                        n                        n
f l o o r o f -1 5 0 to -l 6 0 d B ci s typical for ECLdevices. The consider ablyl ow er
f l o o r o f T T Ld i v i d e r s i s m e a s u r e a b oe l y i f c a r e i s t a k e n t o a v o i d s a m p l i n g
                                                         ln
effects.




                           E xa mp l eof Phase
                                      s       Noise Intr oducedb.vDivider s


             -lm


             -t t0
     6
     I
     a
     : -r20
     .g
     a                                   ECL l(x) MHz+ t0 l9tlH90l
     C'
     g -130
     .!
      o
     z
     E -rao
     B
     !
         c
     2                                                                    ECLrlEoMHr + tl (1lc05l
     g
       -r50
     !   E
         g
     l/,



             -160



             -t70
                                                          Ot{r.t




                                              Fig. ll
                                                  -2t-


N o i s e C o n si d e ra ti o n s r P h a s e- L
                                 fo




    Phae                       Integrator         Shaper
    Detector                   Filter             Pret-une Attenuator
          Vn det




                                                  Fig. l2



 F i g . 1 ? sh o w s typ i ca l p h a s e- 1ock
                        a                               loop ( PLL) - typical with the excepti onof
 t h e a t t en u a to r a t th e o sci 'l l ator tuning por t. This attenuator is iustifi ed
 i n t h e f o l l o w i n g d e s i g nr u l e s . T h e o b i e c t i v e i s t o m i n i m i z e Q o u d u e t o
                                                                                                   A      a
 a n y n o ise i n p u t. T h e fo l l o w ing design r ules em er ge               whenwe look at r es pec ti v e
 t r a n s f e r fu n cti o n s:
 ' M i n i mi zep h a sen o i se o f the fr ee r unning VCO



         Adout
         adfi = r@
                  1



          e o . , ( s ) i s t h e o p e n o o Pg a i n :
                      '                  l

             =                                                                           fm
                            *r
         Go;(s) K, A(s) K.(s) ft 3
                      K,
                                                                                  Fis. 13


                                                                       loop gai n'
          Ph a se o ise of the free running oscillator is r educed the
                    n                                             by
          T h i s l e a d s to the next rul.e.
                                                  -2?-



M a x i m i z e a n d w i d t a n d o p e n - l o o p a i n . T h e b a n d w i d t hs l i m i t e d b y a
              b               h                     g                               j
n u m b eo f co n stra i n ts. B y com par ing
           r                                               phasenoise of the fr ee- r unning V C O
w i t h ph a sen o i se co n tri b u ti ons fr om the r efer encesour ce, the divider
o u t p ut,a n d tl e p h a se e te cto r, the bandwidth deter m ined.
                              d                                   is

A l l 3 p h a sen o i se so u rce shavethe same ansfer function:
                                               tr
                       aoo*-
                               =
                           a|ret         r* t
                                            Gol( s)
M a x i mi zi n g e l o o p b a n d width akes
                  th                              m        senseon' ly as long as r efer ence
n o i s e ( o r d ' i v i d e r n o i s e , o r p h a s e e t e c t o r n o i s e ) m u l t i p ' l i e db y N d o e sn o t e x c e e d
                                                         d
t h e p ha sen o i se o f th e fre e- r unningVC0.
0 t h e r c o n s i d e r a t i o n ss u c ha s t h e f i l t e r i n g o f t h e r e f e r e n c es i g n a l o r
                                     ,
s p u r i o u so n t h e r e f e r e n c es i g n a l a n d l o o p s t a b i l i t y ' c a n
d e t e r mi n e e ch o i ce o f th e bandwidth.
                th
A v o i d d i v i d e r s i f p o s s i b ' l e . A s n o t e da b o v e ,t h e y c a u s e u l t i p l i c a t i o n
                                                                                           m
b y N o f th e re fe re n ce , p h asedetector , and divider output phasenoise.

M i n i mi zei n te g ra to r, sh a p erand attenuator noise. The choice of impe danc e
l e v e l s a n d p r e t u n ef i l t e r i n g m i g h t b e c o n s t r a i n e d y s w i t c h i n gs p e e d
                                                                                   b
c o n s de ra tio n s.
         i
M a x i m i ze h a sed e te cto r g a in K*.
             p                                                            'l
A n y n oi se i n p u t fo l l o w i n g the phasedetector is reducedby ,\ , .
                                                                        t
                                                                                                   0
                   ojoul_
                                =- 1              N
                     Vn int       K^       rI r - - I
                                                '
                                                    Gog(s)



Minimizehe sensitivity, Ko
       t                                              ot
                                                fuH'rv], the V C 0 . G i v e na chosenbandw i dth,
phase oisedueto Vnr,
     n                   V . and                                  V i s p r o p o r t i o n a lto Ko.
                          na-                                      nt

                                           Ko

                       H=',;fu
                                                      -23-



.   E m p l o y n a t t e n u a t o ra n d m i n i m i z eK u ( s ) . A g a i n , g i v e n a c h o s e n a n d w i d t h '
                a                                                                                         b
    n o i se i n p u ts p re ce d i n gth e attenuator ar e r educedby Ku( s) . This hol ds
    a l s o f o r n o i s e o u t s i d e t h e l o o p b a n d w i d t h . F o r e x a m p l e p h a s en o i s e o u t s i d e
                                                                                                ,
    t h e l o o p b a n d w i d th u sedbY Vn, amounts
                                   ca                                    to:

                                      1
             A d o u t= K " (s) , K o l un,na
                              K

    T h e a t t e n u a t o ri s u s u a l l y a l e a d - l a g n e t w o r k .

T h e f o l l o w i n g e q u a t i o ns u m s p a l l t h e p h a s e o i s e c o n t r i b u t i o n s .
                                              u                       n




     =
aolu,(s)                                    * a2o6;,r,1
      (;;r'                           [420,"1t,t

            - ir(th                            *              *nLr'd'
                                                     +frz v2n,{s} u,?.,,1
                                           o",t'rV2n;n1(s)
                                      I Iv2"




T h e g r ou p i n go f th e e q u a ti o nem phasizes effect of r efer enceand divi der
                                                                   the
n o i s e , p h a s e e t e c t o rg a i n a n d o s c i ' l l a t o r n o i s e a n d s e n s i t i v i t y .
                     d
                                                           -24-


                                                          Loop
A c t u a l Re su l tsA ch i e ve d n a LowNoise Refer ence
                                   i

I n t h e fo l l o w i n g e xa mp l e f a phaselock loop ( Pt- L) ,effor ts wer e made
                                      o                                                to
e m p l o y l l t h e l i s t e d d e s i g nr u l e s .
          a

As the frequencyreference loop of the HP8662ASynthesized                                          Signal Generator
( F i g . 1 4 ) , t h e l o o p ' s f u n c t i o n i s t o f i l t e r t h e h i g h s p u r i o u sc o n t e n to f a
3 2 0 - 6 4 0 MH zfe re n ceso u rce . The r efer encesour ceis dir ectly synthesiz ed
                    re
f r o m m u l tj p l e s o f l OMH z, ps in 2OtlHz
                                         ste                        steps, and contains - 40dBcspuri ous
s i g n a l s . T h e l o o p r e d u c e s p u r i o u ss i g n a l s t o - l 0 0 d B ca n d , a s a n a d d i t i o n a l
                                             s
f u n c t i o n s , p r o v i d e sl Q M H s t e p sa n d s w j t c h e si n l e s s t h a n 5 O U s e c '
                                           z


           10 or 20 MHz                             SwitchedRerctanceOsc.


                                                                   310 to 620 MHz in 10 MHz steps
                                                                               Spurious -100 dBc
           10 or 20 MHz

                                                          320-640 MHz in 20 MHz stePs
                                                                    Spurious -40 dBc



                                                          1OMHz X-Oscillator



                                                   Fig.l4


T h e 3 1 0-6 2 0 MH z Q f th e l o cp, also used in a second
                      VC o                                                           loop as a 320- 640M H z
V C o ,h a s a n o v e l s w i t c h e d e a c t a n c e e s o n a t o r( F i g . 1 5 ) . I t c o n s i s t s o f 5
                                        r              r
i n d u c t or a rra ys sw i tch e di n a binar y fashion. They pr ovide 32 fr equen c y
s t e p s . F o r a co n ti n u o u s quency
                                      fre             cover age,the var actor has to cover onl y
l O M H zn te rva l s. C o mp a reto a conventional
           i                              d                           VCO ith a var actor cover ing
                                                                             w'
t h e e n ti re 3 .|0 to 6 2 0 l " l H z nge, this switchedschem eesults in dr astica'l 'l y
                                      ra                                           r
 r e d u c e d s c iI l a t o r s e n s i t i v i t y .
             o
I
                                              -25-




    T h e n a tu re o f th e re so n a to ralso allows ver y high signal levels ( tt0Vp.uk ) ,
    h i g h Q ( 1 5 0 - 2 5 0 ) , a s t s w i t c h i n g ,a n d p r e c i s e p r e t u n i n g '
                                f




                         310-640 MHzSwitched        Oscillator
                                            Reactance




                                  Frsqwncy InPut




                                          Fig. t5
                                                    -26-




T h i s l o o p a c h ' i e v ea n o i s e f l o o r o f - l 4 3 d B ca s c l o s e i n a s l 0 k H z ' W i t h i n
                               s
l 0 k H z , n o i s e o f t h e re fe re n cesection is dominant.


  (J
 6
 !,
  N
        -120
 tr
 o                                                      \
  o
 ()     -130
  o                                                                          I
                                                                             I
  tl
  o                                                  ResidualPhase                 Loop
                                                                  Noisl of Reference
 z
 (l'
                                                                      SeEtion 500 MHz
                                                     includingReference       @
  v,                                                                          I
 s
  o     -140
 4             r--__\
 E'                                            -
  c
  to
 ll             PhaseNoiseof
  o
 p              ReferenceLoop only
 u) - 1 5 0
 o
  (tt
 .g
 v,
  .o
 p
  va
  (D    -160
 E                                                                        100kHz                          1 MHz
               1 kHz                       10kHz
                                                                                      Offset *




                                                     Fig. l6
                                            -27-




R e f e r e n ce l ti P li ca ti o n
               Mu
                                                                  - typically a 5 or ' lQMHz
Sy n t h e si ze d u rce su se a re fer enceoscillator
                     so
                                                                               To ar r ive at
X - o s c i l la to r w i th e xce l l e n t shor t and long ter m stability'
                                                                              most cr ucial
l o w p h a sen o i se si g n a l s i n th e RF and micr owaveange the
                                                                   r
                                                                                r ange'
f a c t o r i s h o wth e re fe re n ces ignal is m ultiplied into the RF
                                                                        signal
F i g . 1 7 co mp a re 3 me th o d s f obtaining a low phasenoise 640M Hz
                           s        o
s t a r t i n g w i th a l OMH crysta l oscillator '
                               z




                                          640 MHz




                                                              Sc*remeC
                                                                      640 MHz
                                       160 MHz X'Filter




                                                                160MHz
                                                                X-Osc.

Sdpme A
             640 MHz
               + OrSampler
               lx6al
               H
                      to MHzX-osc.                 10 MHzX'O:c.
               @



                                        Fig.17
                                                         -28-




            (,    -90
           6
           E'
            N




            .E - 1 1 0
            .9                           \
            .E
            o                                  \                L--
            o                                                                                    A
            o     -1                                                  a\
            '6
            U'

            2               \       to MHz 'Osc.
                                         X,
             o
             0                  \
             .!
            E
            c -1
                                     \                                            \-e
            !o         50                                                                    tc
            u,                                     r\\
            U'
             0'
             f                                                  \-_
                                                                                  r.D       ID
             o
            .8 - 1 70
                            1 0H z           100 Hz         1 kHz            10 kHz              lfi) kHz
                                                          Offset

                                                      Fig.l8


Method results in straight multiplication of the reference hase oise.
            A                                                                                         p         n
M u l t i p ' l i c a t i o nc a n b e d o n eb y d o u b l i n gs i x t i m e s o r m u l t i p l y i n g w i t h a h i g h e r
o r d e r mu l ti p l 1 e r o r sa mp 'l er . Refer ence          oscillator noise is incr easedb y 36d8.

M e t h o d i s a l so stra 'i g h t multiplication, but at appr opr iatefr equencyl ev el s
          B
( 4 0 a n d l 6 0 MH z), a rro u r a ndcr ystal filter s ar e used to r educesideband s e.
                       n         b                                                    noi

M e t h o d e mp l o ys l 6 0 MH z
             C               a             crystal oscillator to achievea low phasenoi s e
f l o o r . I t i s l o c k e dt o t h e l o M H z r y s t a l o s c i l l a t o r . A s p r e v ' i o u s l y i s c u s s e d ,
                                                        c                                                        d
t h e b an d w i d th f th e l o o p 'i s deter m ined compar ing
                         o                                       by                     the phasenoise of the
                                crysta l oscillator with noise of the r efer enceosci l l ator
f r e e - r u n n i n gl 6 0 MH z
a n dd i v i d e r n o i s em u l t i p l i e d b y 1 6 . A s p l o t C i n d i c a t e s , d i v i d e r n o i s e
d o m i n a t e i n t h i s c a s e , r e s u l t i n g i n h i g h e r c l o s e - i n n o i s e w i t h s c h e mC
                   s                                                                                               e
t h a n w i th a n y o f th e o th e r schem es.
                                                          - 29-

                                                     usesm ethod
T h e H p 8 6 6 2 A yn th e si ze d i g nal Gener ator
                   S              S                             B. Potential pr ob l em s
o f t h i s a p p ro a ch re :
                        a
.      A d d i t i v e n o i s e i n t h e f i r s t s t a g e so f m u l t i p l i c a t i o n .
.      L o wf r e q u e n cyd e vi ce n o i se and powersupply noise, causingphase
       m o d u l a t i o nn a m p l i f i e r s , m o s t s e n s i t i v e a g a i n i n t h e f i r s t s t a g e s
                         i
       of multiplication.
.      Doubler oise.
             n
.      Crystal filter           noise.
.                                             'in crystal f i I ters.
          crophoni noi se i nduci phasenoi se
       l',li     c              ng

                                             Signal GeneratorSlstem
overal'l PhaseNoise Performance a S.vnthesized
                              of

S o f a r , ci rcu i ts a n d mo d u l e s   have beenoptimizedfor low phasenoise. T hey
f o r m t h e b u i l d i n g b l o cks fo r synthesizer s. The par ticular examples                      used
e a r l i e r a re p a rt o f th e n e wHP8662A         Synthesized           Signal Gener ator . The gr aph
o f F i g . l 9 b e l o ws h o w s h e d y p i c a l r e s i d u a l s i n g l e s i d e b a n d h a s e o i s e o f
                                     t                                                         p        n
t h e s y ste m. B e l o wl 0 kH z, p h asenoise of the r efer encesection dom inates .
 Froml0 to 500 kHz the reference loop and sumloop determinethe phase
    n o i s e p e rfo rma n ce .F a rth e r out the sumloop oscillator is the dominan t
    p h a s en o i se so u rce .

    T h e 8 6 62 A   syste mi s co mp a red      with an older synthesizerdesign of signifi c antl y
    different structure, the 8660C/86602A. covers the Same  It                 frequencyrange'
    b u t w a s n o t d e si g n e d i th l o w phasenoise as a pr im ar y objective. The H P86408
                                      w
                                                                    excellent phasenoise per for -
    c a v i t y -tu n e d g e n e ra to ri s a 'lso included, showing
    m a n c e t 2 0 kH z ffse t a n d fa r ther out. 0f cour se, it cannotcom pete
               a             o                                                          clos e- i n
    w i t h s y n th e si ze d e n e ra to rs.
                              g

                                                                                        310-G20 MHe/
                                                                                                              fht#*"Elo
                                2?5-3.S5 GHr/                                                                              O#
                                                                                        l0 MHa
                                100 MHz Stpr
                                                                                                                           H-:3-ts
                                                                                                             1f20 rilHr/
                                                                                                                            \tu-
                                                                                                             I Hr SoF




                                396{.05   GHt/
                                t l|lSF                                       l0ltlHe
                                                                              X-Orc.



       8660C/86602A                                                                                 86624


                                                      Fig.l9
                                                     -30-




         .g
          .9

          3
          o
          o
                  -90
         o
         1t
         =
         co
                  -100
         I

          .g
             0,
          .2      -110
           o
          z
          (t,
          I
          E
          o-      -120
          rEt                                                      TYPICAL
          an
          U'                                                       RECEIVER
          E                                                        CHANNEL
          .9      -130
           ct                                                      SPACING




                              10 Hz      1 0 0H z    1 kHz    l 0 k H z 1fi) kHz
                                                    Offset from Carrier


                                                       Fig.?0



T h e o v e ra l l re su l t o f th e pr eceding  design consider ations a synthes i z er
                                                                           is
w i t h no t o n l y e xce p ti o n a lclose- in noise per for m ance' but also ver y low phas e
n o i s e a t fa rth e r-o u t o ffse t fr equencies wher etr ad' itionally cavity osc i l l ator s
w e r e f ar su p e ri o r. w i th a switching speedof500usec RF settling) the H P8662A
                                                                     (
a l s o co mb i n e s e u su a l 'l yconflicting r equir ements low phasenoise w i th
                      th                                          of
h i g h f r e q u e n cya g i l i tY .
                                            -31-




Measurement PhaseNoise
         of

T h e e m ph a si s n l o w p h a sen o i se sour cesin this paperalso guides the
                     o
s e l e c t i on o f te st me th o d s. P hase                  techniques
                                               noise measur ement          will be
c o m p a r edn th e b a si s o f mi n i mum
                o                           



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